分类： 未分类

• 密码保护：上海潘福平非法经营罪一案（简称“富曼欧平台”案件） 2023.3.28……【资金清退】富曼欧平台非法经营案投资人信息核对。
  “富曼欧平台”案件需登记的投资人应通过以下三种方式登录相关信息核对确认平台，进行信息登记、核对及确认。
  投资人范围以线上登记为原则，请相关人员在登记确认截止期限前尽快办理，过期不再受理。线上核对确认期限：2023年3月29日10时起至2023年4月28日10时止。
  附：【法院判决书】被告人潘福平、陈峥嵘、郑涛、潘宇帆、潘宇巍犯非法经营罪一审刑事判决书（2020.12.28）

• 赵长鹏(Changpeng Zhao) 2023.3.28……【媒体报道】Binance accused of breaking US financial laws（币安被指控违反美国金融法）
  2023-03-27T21:09:39.000Z
  US regulators are seeking to ban Binance, the world’s largest crypto trading platform, alleging that the firm has been operating in the country illegally.（美国监管机构正试图禁止全球最大的加密货币交易平台币安，指控该公司一直在该国非法经营。）
  The lawsuit from the Commodity Futures Trading Commission (CFTC) said the firm cultivated US business while failing to register properly with authorities.（商品期货交易委员会 (CFTC) 提起的诉讼称，该公司在未向当局正确注册的情况下培育了美国业务。）
  It accused Binance of breaking numerous US financial laws, including rules intended to thwart money laundering.
  Binance defended its practices.（币安为其做法辩护。）
  It said it had made “significant investments” to ensure that US users were not active on the platform, including blocking users identified as American citizens or residents, or who had a US mobile number.（它表示已进行“重大投资”以确保美国用户在该平台上不活跃，包括阻止被识别为美国公民或居民或拥有美国手机号码的用户。）
  “This filing is unexpected and disappointing as we have been working collaboratively with the CFTC for more than two years. Nevertheless, we intend to continue to collaborate with regulators in the US and around the world,” the firm said.（“这份文件出人意料且令人失望，因为我们已经与 CFTC 合作了两年多。不过，我们打算继续与美国和世界各地的监管机构合作，”该公司表示。）
  “The best path forward is to protect our users and to collaborate with regulators to develop a clear, thoughtful regulatory regime.”（“最好的前进道路是保护我们的用户，并与监管机构合作制定一个清晰、周到的监管制度。”）
  Founded in 2017, the company is now the world’s largest centralised exchange for digital assets, claiming more than 100 million users globally. It is led by Chinese-born Canadian billionaire Changpeng Zhao, who was also named in the complaint.（该公司成立于 2017 年，目前是全球最大的数字资产中心化交易所，在全球拥有超过 1 亿用户。它由华裔加拿大亿万富翁赵长鹏领导，赵长鹏也在起诉中被点名。）
  The CFTC said Binance had been active in the US since 2019, but never properly registered with the government or complied with relevant US laws, using an “intentionally opaque” global corporate structure in a bid to escape oversight.（CFTC 表示，币安自 2019 年以来一直活跃在美国，但从未在政府适当注册或遵守美国相关法律，使用“故意不透明”的全球公司结构来逃避监管。）
  For much of that time, Binance did not not require its customers to provide any identity-verifying information before trading on the platform, the CFTC alleged in the civil lawsuit, filed in federal court in Illinois.（CFTC 在向伊利诺伊州联邦法院提起的民事诉讼中称，在大部分时间里，币安并不要求其客户在平台上交易前提供任何身份验证信息。）
  In 2021, the firm announced it was tightening its rules. But at the same time, the CFTC said it advised US-based customers on how to evade those controls using virtual private networks (VPNs) and shell companies.（2021 年，该公司宣布收紧规则。但与此同时，CFTC 表示，它建议美国客户如何使用虚拟专用网络 (VPN) 和空壳公司来规避这些控制。）
  The firm evaded the rules “to maximize corporate profits,” the CFTC said.（CFTC 表示，该公司“为了最大化企业利润”而规避了这些规定。）
  It asked the US court for restitution and fines, as well as permanent trading and registration bans.（起诉要求美国法院赔偿和罚款，以及永久交易和注册禁令。）
  CFTC chairman Rostin Behnam said the government filed the case to protect American investors and it should serve as a wider warning to those working in the crypto sector.
  “For years, Binance knew they were violating CFTC rules, working actively to both keep the money flowing and avoid compliance. This should be a warning that the CFTC will not tolerate wilful avoidance of US law,” he said.
  Around the time the lawsuit was announced, Mr Zhao posted on Twitter a message that read “4” – apparently referring followers back to advice in an earlier post urging people to “ignore …. fake news, attacks, etc.”（在诉讼宣布前后，赵先生在 Twitter 上发布了一条消息，上面写着“4”——显然是在让追随者回到早些时候的帖子中敦促人们“忽略……假新闻、攻击等”的建议。）
  After several years of explosive growth, the crypto industry has been struggling with a sharp decline in prices, as well as increased scrutiny from regulators.（经过几年的爆炸式增长，加密行业一直在努力应对价格急剧下跌以及监管机构加强审查的问题。）
  Last year, US officials warned the industry that they planned to use existing laws to more rigorously enforce against issues such as conflicts of interest and lack of transparency.（去年，美国官员警告该行业，他们计划利用现有法律更严格地执行利益冲突和缺乏透明度等问题。）
  In October, the CFTC said more than 20% of the cases it had pursued in the 12 months prior concerned the sector, including cases against Bitfinex and Tether. It is also among the agencies in the US that has brought fraud charges against Sam Bankman-Fried and FTX, previously a major rival to Binance.（10 月，CFTC 表示，在过去 12 个月中，超过 20% 的案件涉及该行业，包括针对 Bitfinex 和 Tether 的案件。它也是对 Sam Bankman-Fried 和 FTX 提出欺诈指控的美国机构之一，FTX 以前是 Binance 的主要竞争对手。）

• 赵长鹏(Changpeng Zhao) 2023.3.27……【官方发布】纽约时间2023年3月27日上午11:41（北京时间2023年3月27日下午11:41）
  美国商品期货交易委员会（CFTC）：
  Today the CFTC charged Binance and its founder, Changpeng Zhao, with willful evasion of federal law and operating an illegal digital asset derivatives exchange. （今天，美国商品期货交易委员会指控币安及其创始人赵长鹏故意逃避联邦法律并经营非法数字资产衍生品交易所。）
  CFTC新闻稿：
  March 27, 2023
  Washington, D.C. — The Commodity Futures Trading Commission today announced it has filed a civil enforcement action in the U.S. District Court for the Northern District of Illinois charging Changpeng Zhao and three entities that operate the Binance platform with numerous violations of the Commodity Exchange Act (CEA) and CFTC regulations. The complaint also charges Samuel Lim, Binance’s former chief compliance officer, with aiding and abetting Binance’s violations.（华盛顿特区——商品期货交易委员会今天宣布，它已向美国伊利诺伊州北区地方法院提起民事诉讼，指控赵长鹏和运营 Binance 平台的三个实体多次违反《商品交易法》(CEA) ) 和 CFTC 规定。该投诉还指控币安前首席合规官Samuel Lim协助和教唆币安违规。）
  The complaint charges that Binance Holdings Limited, Binance Holdings (IE) Limited, and Binance (Services) Holdings Limited (together, Binance) operate the Binance centralized digital asset trading platform along with numerous other corporate vehicles through an intentionally opaque common enterprise, with Zhao at the helm as Binance’s owner and chief executive officer. The defendants allegedly chose to knowingly disregard applicable provisions of the CEA while engaging in a calculated strategy of regulatory arbitrage to their commercial benefit. （起诉指控Binance Holdings Limited、Binance Holdings (IE) Limited和Binance (Services) Holdings Limited（统称为 Binance）通过故意不透明的共同企业运营 Binance 中心化数字资产交易平台以及许多其他公司工具，由 Zhao作为 Binance 的所有者和首席执行官掌舵。据称，被告选择故意无视 CEA 的适用规定，同时参与有计划的监管套利策略以谋取商业利益。 ）
  In its continuing litigation against the defendants, the agency seeks disgorgement, civil monetary penalties, permanent trading and registration bans, and a permanent injunction against further violations of the CEA and CFTC regulations, as charged.（在对被告的持续诉讼中，该机构寻求没收非法所得、民事罚款、永久交易和注册禁令，以及针对进一步违反 CEA 和 CFTC 规定的指控的永久禁令。）
  “Today’s enforcement action demonstrates that there is no location, or claimed lack of location, that will prevent the CFTC from protecting American investors. I have been clear that the CFTC will continue to use all of its authority to find and stop misconduct in the volatile and risky digital asset market,” said CFTC Chairman Rostin Behnam. “For years, Binance knew they were violating CFTC rules, working actively to both keep the money flowing and avoid compliance. This should be a warning to anyone in the digital asset world that the CFTC will not tolerate willful avoidance of U.S. law. I applaud the diligent and dedicated work of the CFTC’s Enforcement team in bringing this action, and for their hard work in addressing illegal operations in the digital asset space.”
  “Defendants’ alleged willful evasion of U.S. law is at the core of the Commission’s complaint against Binance. The defendants’ own emails and chats reflect that Binance’s compliance efforts have been a sham and Binance deliberately chose – over and over – to place profits over following the law,” said Gretchen Lowe, CFTC’s Enforcement Division Principal Deputy Director and Chief Counsel. “Today’s enforcement action reflects that the CFTC and its Enforcement Division will pursue those digital asset platforms and individuals who flout and actively attempt to circumvent CFTC regulatory requirements. I thank the Enforcement team for their dedication and hard work in bringing this action.”（“被告涉嫌故意逃避美国法律是委员会对币安投诉的核心。被告自己的电子邮件和聊天记录表明，币安的合规努力是虚假的，币安一次又一次地故意选择将利润置于遵守法律之上，”CFTC 执法部门首席副主任兼首席法律顾问 Gretchen Lowe 表示。“今天的执法行动反映出 CFTC 及其执法部门将追查那些蔑视并积极试图规避 CFTC 监管要求的数字资产平台和个人。我感谢执法团队为采取这一行动所付出的奉献和辛勤工作。”）
  负责此事的执法部门工作人员有 Candy Haan、Joseph Platt、Joseph Patrick、Matthew Edelstein、Ray Lavko、Elizabeth N. Pendleton、Scott R. Williamson 和 Robert T. Howell。

• 密码保护：山东潍坊左佳文化生活馆涉嫌诈骗案 2023.3.27……【警方通告】2022年8月18日，潍坊市公安局潍城分局对潍坊左佳文化生活馆（潍城区福寿街月河路东北角）涉嫌诈骗案件立案侦查。为顺利侦办案件，以及最大限度为受害人追赃挽损，请尚未到公安机关登记的受害人携带身份证件及相关购买凭证、“产品证书”等材料到潍坊市公安局潍城分局刑警大队报案登记并制作笔录。
  同时公安机关敦促潍坊左佳文化生活馆尚未到案的在职及离职相关人员尽快主动到公安机关投案，能够主动退还涉案资金并退缴违法所得的，可以依法从宽处理。
  我局已于2022年10月25日进行第一次公告，按照案件进展，请上述人员于本公告发布起10日内到公安机关登记，未在规定时间内进行登记的，将自行承担不利的法律后果。

• 杭州市临平区毛如洋、鲁鹏飞、陈伟等犯诈骗罪一案 2023.3.27……【资金清退】案款发放。
  二、发放金额
  本次发放金额4217146.72元。
  三、发放时间
  2023年3月27日开始。
  四、发放方式
  杭州市临平区人民法院委托工商银行为涉案被害人办理资金清退业务，被害人需携带本人有效身份证，就近到工商银行网点领取清退款。

• 湖南娄底云台山茶旅 2023.3.21……【官方答复】您反映“娄底云台山茶旅组织中老年人旅游，过程中怂恿老人投资，是否属于非法集资，云台山是否有吸收公众存款的资格”的问题，现答复如下：
  一、依据国务院《防范和处置非法集资条例》第二条：“非法集资是指未经国务院金融管理部门依法许可或者违反国家金融管理规定，以许诺还本付息或者给予其他投资回报等方式，向不特定对象吸收资金的行为。”故建议您向当地人民银行、银保监会等金融监管机构咨询，明确云台山茶旅是否具有吸收公众存款的资格。
  二、中老年朋友外出旅游时，除确保人身安全之外，也应当提高警惕，确保自身财产安全。如遇到强制消费、推销保健品、宣传投资获利、养老医疗等场景时，请“握紧钱袋子”，时刻谨记“天上不会掉馅饼”，遇到困难及时向当地公安机关、旅游监管机关、市场监管机关投诉。
  三、如果您认为个人的对外“投资”、“消费”行为可能涉嫌非法集资，请及时向当地公安机关经侦部门举报，相关职能部门核实后会依法处理。

• 湖南鸿耀教育咨询有限公司（法定代表人：廖显龙） 2023.3.21……【官方答复】2023年3月3日，湖南鸿耀教育咨询有限公司法人代表廖某龙因涉嫌诈骗已被雨花区公安分局刑事拘留，该案正在进一步办理中。

• 深圳中天艺术品管理有限公司业务经理犯罪嫌疑人郑英杰、鲜安黎等7人涉嫌合同诈骗罪一案 2023.3.24……【检察院通告】犯罪嫌疑人郑英杰、鲜安黎等7人涉嫌合同诈骗罪一案，已于近日由深圳市公安局南山分局移送我院审查起诉。
  侦查机关认定：倪晓飞、鲜安莹（均已判刑）为牟取非法利益，于2017年5月成立了深圳中天艺术品管理有限公司，以拍卖、展销收藏品为名诈骗群众钱财。该公司层级清晰，分工明确，犯罪嫌疑人郑英杰、鲜安黎、黄志琴、杨燚、马向阳、王榛明、余敏玲任业务经理直接对接客户，诈骗众多被害人的服务费，涉嫌合同诈骗罪。

• 湖南观兰休闲农业发展有限公司、湖南观兰旅游发展有限公司以开发“船山湖山水田园农旅休闲项目”实施合同诈骗行为 2023.3.24……【警方通告】经衡阳县公安局侦查查明：湖南观兰休闲农业发展有限公司、湖南观兰旅游发展有限公司以开发“船山湖山水田园农旅休闲项目”实施合同诈骗行为，诈骗金额高达数千万余元，为进一步查明犯罪事实，特公告如下：
  凡与湖南观兰休闲农业发展有限公司、湖南观兰旅游发展有限公司签订该项目施工合同的单位或个人，请于公告之日起40日内（含节假日）携带相关资料到衡阳县公安局经侦大队（衡阳县西渡镇开福南路）进行报案登记，未在规定期限内报案登记的，视为个人放弃，自行承担相应的法律后果。

• 宁夏固原市“蕊美Ruimei商城” 2023.3.23……【警方通告】宁夏固原市公安局经济开发区分局关于“蕊美Ruimei商城”存在投资风险的预警提示：近期，公安机关在工作中发现，微信公众号平台“蕊美Ruimei”以调理女性身体，出售蕊美保健品为噱头吸引广大群众加入该平台。经研判，该平台打着投资返利的幌子，宣称在蕊美商城购买蕊美保健品可获得收益，其运营模式存在较大风险。